Governance & Compliance
Discipline behind every decision.
Strong governance isn't a department at Quinoa — it's how every committee, every advisor, and every decision operates.
Oversight Structure
Four committees, one standard.
Investment Committee
Approves investment strategies and new fund launches, and monitors portfolio performance against mandate.
Risk Management Committee
Identifies, assesses, and manages financial and operational risk across the firm.
Compliance & AML Committee
Oversees anti-money laundering, KYC, and insider-trading policy, and monitors regulatory adherence.
Product Development Committee
Evaluates new fund products through market feasibility analysis and regulatory review.
See our board and management structure for more on who leads each function.
Our Commitments
Compliance, built in from day one.
Know Your Customer (KYC)
Every client relationship begins with thorough identity verification and risk profiling.
Anti-Money Laundering
Transaction monitoring and reporting controls aligned with AML best practice.
Conflict of Interest
Clear policies ensuring client interests are never compromised by internal incentives.
Audit & Reporting
Regular internal review and transparent reporting on portfolio and firm performance.